NRS350.195. Financial adviser: Prohibited acts.

Latest version.

A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not:

      1. Be;

      2. Control;

      3. Be controlled by; or

      4. Be under common control with,

Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.

(Added to NRS by 1995, 1022)

                    
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