Nevada Revised Statutes (Last Updated: December 24, 2014) |
TITLE7 BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES |
CHAPTER90. Securities (Uniform Act) |
LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES, INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS |
LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES, INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS
NRS 90.310. Licensing of broker-dealers, sales representatives and transfer agents. |
NRS 90.320. Exempt broker-dealers and sales representatives. |
NRS 90.330. Licensing of investment advisers and representatives of investment advisers. |
NRS 90.340. Exempt investment advisers and representatives of investment advisers. |
NRS 90.360. Licensing fees. |
NRS 90.370. Examinations: Requirement for licensure; administration; waiver. |
NRS 90.372. Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer. |
NRS 90.390. Requirements after licensing. |
NRS 90.400. Licensing of successor firms. |
NRS 90.410. Power of inspection. |
NRS 90.415. Fee for inspection of records. |
NRS 90.420. Grounds for denial, suspension, revocation, fine or condition. |
NRS 90.425. Unethical or dishonest practices: Use of certain certifications and professional designations. |
NRS 90.430. Denial, suspension, revocation, fine or condition on grounds of lack of qualification. |
NRS 90.440. Withdrawal. |
NRS 90.450. Custody of client’s securities and money. |