NRS90.4535. Description of person “associated with” securities exchange or applicant for registration.

Latest version.

A person is “associated with” a securities exchange or an applicant for registration as such if the person is:

      1. An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;

      2. A partner, officer or director of a member of the securities exchange; or

      3. An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934.

(Added to NRS by 1997, 503)

                    
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