NRS90.220. “Broker-dealer” defined.

Latest version.

“Broker-dealer” means any person engaged in the business of effecting transactions in securities for the account of others or for the person’s own account. “Broker-dealer” does not include:

      1. A sales representative;

      2. An issuer, except when effecting transactions other than with respect to its own securities;

      3. A depository institution; or

      4. Any other person the Administrator by regulation or order designates.

(Added to NRS by 1987, 2149; A 1989, 160)

                    
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