Nevada Revised Statutes (Last Updated: December 24, 2014) |
TITLE56 OTHER FINANCIAL INSTITUTIONS |
CHAPTER673. Savings and Loan Associations |
UNLAWFUL ACTS; PENALTIES |
NRS673.840. Sale or offer to sell securities without license or for failure to secure license or pay fee or penalty.
Latest version.
- Any person doing business in this state, as described in NRS 673.070, who:
1. Sells or offers for sale within this state any securities of any company, association or corporation which has not received the license provided for in NRS 673.080 and 673.250;
2. Fails to secure the license provided for in NRS 673.270; or
3. Fails to pay a fee or penalty as provided in NRS 673.430,
Ê is guilty of a misdemeanor for each such violation.
[Part 18:51:1931; 1931 NCL § 970.17]—(NRS A 1963, 472; 1967, 649; 1989, 922)