Nevada Revised Statutes (Last Updated: December 24, 2014) |
TITLE54 PROFESSIONS, OCCUPATIONS AND BUSINESSES |
CHAPTER645H. Asset Management Companies and Asset Managers |
ENFORCEMENT |
NRS645H.760. Unlawful to engage in certain conduct without certificate of registration or permit; penalty.
Latest version.
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1. It is unlawful for any person, limited-liability company, partnership, association or corporation to engage in the business of, act in the capacity of, advertise or assume to act as an asset management company without first obtaining a certificate of registration from the Division pursuant to NRS 645H.480.
2. It is unlawful for any asset manager to engage in the business of asset management without first obtaining a permit from the Division pursuant to NRS 645H.530.
3. A person who violates a provision of this section is guilty of a misdemeanor.
(Added to NRS by 2011, 2831)