NRS645H.760. Unlawful to engage in certain conduct without certificate of registration or permit; penalty.  


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  •       1.  It is unlawful for any person, limited-liability company, partnership, association or corporation to engage in the business of, act in the capacity of, advertise or assume to act as an asset management company without first obtaining a certificate of registration from the Division pursuant to NRS 645H.480.

          2.  It is unlawful for any asset manager to engage in the business of asset management without first obtaining a permit from the Division pursuant to NRS 645H.530.

          3.  A person who violates a provision of this section is guilty of a misdemeanor.

      (Added to NRS by 2011, 2831)